日本と海外をつなぐクラウドソーシング

Australia New Zealand Bank

Compliance/Operational Risks/AML-CTF Analyst

2012/01～ 2018/10

• The Financial Intelligence Operations Assurance Analyst is responsible for supporting the (FIO) in the embedding and delivery of the operational risk and compliance framework requirements for FIO. The role holder conducts testing of quality, key controls and process level controls (Quality Control); and supports the reporting of outcomes to management and internal stakeholders. Regularly review processing effectiveness of risk controls and treatment plans. Operational Risk identification, including risk profiles, risk registers, risk assessments, risk libraries and risk treatment plans.

• Investigate and assess alerts for potential money laundering risks. Daily assessment of AML and SWIFT reports for suspicious activity. Maintain \understanding of money laundering and terrorist financing issues, including policies, procedures, regulations, industry best practice, criminal typologies an and developing trends. Assist in identifying systemic procedural weaknesses and additional training requirements for the bank.